99% Spring campaign Bill McKibben Birmingham Book Review Civil Disobedience Democracy Spring Department of Defense Euromaidan Ferguson Gene Sharp Martin Luther King MoveOn.org Naomi Klein NATO NVDA Otpor Re-branding Revolt Service Employees International Union (SEIU) Student Nonviolent Coordinating Committee (SNCC) United States Institute of Peace (USIP) USAID “negotiated management”
November 2, 2016
By Lorenzo Raymond
This is an Uprising, a widely celebrated new book about how social movements change history, distorts their histories to celebrate non-violence
The black revolt of 2014 was a turning point in how Americans discussed the use of force in social movements. In the pages of the Atlantic, Ta-Nehisi Coates acknowledged that “violence works.” Rolling Stone and the Huffington Post echoed much the same sentiment. Laci Green–a YouTube star and one of the “30 most influential people on the Internet,” according to Time–posted a popular video drawing favorable comparisons between the Ferguson riots and the revolution depicted in The Hunger Games. This sea change was led by the movement itself as African American youth in Ferguson rejected Al Sharpton and other older leaders, partly due to disagreement on strict nonviolence.
Mark Engler and Paul Engler, This Is an Uprising. Nation Books. 2016. 368 pages.The notable exceptions to this trend were those who spoke for the state. These parties advocated for nonviolent action in a most conspicuous way. On the eve on the announcement of the non-indictment of Officer Darren Wilson, the killer of Mike Brown, Attorney General Eric Holder solemnly intoned that “history has shown us that the most successful and enduring movements for change are those that adhere to non-aggression and nonviolence.” In an ABC interview on the same day, President Obama urged that the “first and foremost” responsibility for Americans reacting to the verdict was to “keep protests peaceful.”
It shouldn’t be necessary to remind people of major public discussions from two years ago, but America is a notoriously forgetful nation. And when it comes to matters of protest, politics, reform, and revolt, many people are invested in this kind of forgetting. The stated purpose of Mark and Paul Engler’s new book This Is an Uprising (2015) is to work against this historical amnesia. The Engler brothers profess to build “a healthy movement ecology [which] preserves the memory of how past transformations in society have been achieved.” This is a worthy goal, and the brothers appear well-placed to realize it: one is a professional community organizer while the other is a fixture of progressive publications including Dissent and Yes! Magazine. The book has been praised effusively by lefty celebrities, including Bill McKibben and Naomi Klein, as the new authoritative text for mass civil disobedience. Yet rather than building on the nuanced understanding of street tactics that developed in the wake of Ferguson, the Englers selectively distort social movement history in a blind commitment to a particular kind of direct action.
The opening chapters are an introduction to the modern history of tactical pacifism as embodied in the practice of Martin Luther King’s Birmingham campaign and, later in the 1960s, by the theories of political scientist Gene Sharp. The authors contend that both these figures abandoned religious nonviolence to develop a rational, realist praxis known as “civil resistance,” not “pacifism.” The principle reason for this name change is that Gene Sharp rejected the P-word, arguing that the term only applied to private individuals operating from spiritual inspiration. The Englers affirm that Sharp’s “politics of nonviolent action” are distinct from pacifism because the latter is essentially apolitical.
What the Englers fail to acknowledge, however, is that virtually all the 20th century activists whom Sharp and his school hold up as role models did call themselves pacifists. A.J. Muste, Bayard Rustin, Martin Luther King, and even Daniel Berrigan (who for a time defied strict Gandhism by fleeing imprisonment after an act of property destruction) all called themselves pacifists. When scrutinized, the switch from “pacifism” to “nonviolent action” appears to be a case of re-branding in response to the poor reputation pacifism had among young people by the end of the 1960s. This was hardly the first time pacifism was renamed rather than critically challenged: Leo Tolstoy referred to the use of civil disobedience without violence as “non-resistance.” Gandhi rejected that name, but employed essentially the same strategy; Tolstoy and Gandhi exchanged correspondence and agreed on practically all points.
In the 21st century, the term du jour is “civil resistance” and sometimes “people power,” yet the method’s founding father is still considered to be Gandhi. It also seems significant that in spite of “breaking from the earlier traditions of moral pacifism,” as the Englers put it, many of the major proponents of civil resistance, from Gene Sharp to George Lakey to Bill Moyer to Chris Hedges, come from highly religious backgrounds.
In addition to a re-branding, “civil resistance” is also a misbranding. The term is adopted from Thoreau’s 1849 essay “On Resistance to Civil Government,” but his use of “civil” referred to the type of domestic government being resisted, not to the method of civility deployed. Thoreau himself later said that John Brown’s violent lack of civility was the best thing that ever happened to the abolitionist movement.
These contradictions aside, the Englers trace how “civil resistance” has become increasingly accepted in mainstream political science. To demonstrate this, they introduce us to Erica Chenoweth, now one of the most celebrated social movement theorists working in the field. Chenoweth got her start producing the widely cited study Why Civil Resistance Works (2011) in collaboration with Maria J. Stephan of the U.S. State Department. According to the Englers, the study proved that “nonviolent movements worldwide were twice as likely to succeed as violent ones.” But the sample size of the study is far too narrow to prove such a sweeping claim. There are no civil rights or labor struggles included in the Chenoweth data set, which is focused exclusively on regime change. And, as Peter Gelderloos pointed out in his book The Failure of Nonviolence (2013), the outcomes of the nonviolent revolutions cited by Chenoweth have little to do with social justice or liberation. At best they replace one oligarchy with another, with no radical change in social relations or even net gains in quality of life.
At one point, the Englers note that the same political science prize that Chenoweth won–the Woodrow Wilson Foundation Award–was previously bestowed on Henry Kissinger. This, for them, is the height of irony: Chenoweth is, after all, the opposite of the Kissingers of the world. But while they may represent different sides of the aisle in terms of American political divisions, Chenoweth’s work is, in many ways, just as useful to the U.S. empire.
At the height of the Cold War, the government used Kissinger’s work to justify the “hard power” of the arms race and violent intervention against communist regimes. Today Chenoweth’s work helps to justify–and in this case, mystify–Obama’s “soft power” agenda of “democracy promotion” exercised through seemingly benign agencies like the United States Agency for International Development (USAID) and the United States Institute of Peace (USIP)–the former organization was recently caught covertly organizing against the Castro government in Cuba. And while direct U.S. government involvement with pacifist academics is a relatively new development–emerging in the mid-2000s, around the same time that Gelderloos first observed that “nonviolence protects the state”–their financial relationship goes back at least to Gene Sharp’s first doctoral work in the late 1960s, which was funded by the Department of Defense.
But if the American empire promotes strictly nonviolent movement-building to overthrow its enemies, wouldn’t that demonstrate that it’s as powerful a method as its proponents say it is? The short answer is no. When civil resistance works–and when the U.S. government deploys it abroad–it’s almost always in combination with more violent forms of pressure. To illustrate this, one need look no further than the Yugoslav movement to unseat President Slobodan Miloševi?, which figures prominently in Chenoweth’s famous study and takes up more than thirty pages in This Is an Uprising. In the Englers’ version, this regime change is primarily attributable to Otpor, a “leaderless” student group from Serbia. Otpor promoted nonviolence in the Sharpian model, with an official policy to submit to arrest and abjure any kind of self-defense, even when the police physically abused them. In this way, they won the sympathy of the public and even the Serbian establishment.
But Otpor didn’t operate in a vacuum. Not only did they overthrow Miloševi? in the period when he had just lost a war with NATO, but also, in the midst of Otpor’s campaign, Miloševi? was being challenged by the armed insurgency of the UÇPMB (successor group to the Kosovo Liberation Army). On top of this, militant groups in Montenegro threatened to secede if he was re-elected. The Englers quote Otpor veterans’ claims that the NATO raids undermined the opposition and strengthened the regime, but the record shows that Otpor prospered in the aftermath of the bombing. One prominent civil resistance study acknowledges that “a number of middle and higher-ranking police and army officers made secret pacts with the democratic opposition and helped the movement forward.” Furthermore, Otpor’s victory was not strictly nonviolent: Anti-Miloševi? protesters rioted in October 2000 when the president refused to concede the election. The Englers admit, in passing, that things “got a little out of hand,” but they fail to describe the full extent of the insurrection: not only was there arson and other property destruction in Belgrade, but also the fact that an Otpor supporter killed a civilian by driving over him with a bulldozer.
This cherry-picked example of civil resistance winning its demands occurred in a context where both NATO and an armed guerilla group simultaneously made the same demand. And yet, under today’s political science taxonomy, this is what’s considered a nonviolent victory. Such dubious classification is common in the civil resistance world: Peter Ackerman, the venture capitalist who has funded much of Gene Sharp’s work, once claimed that Ukraine’s Euromaidan movement should be considered nonviolent because only a minority of the protesters threw firebombs and brandished guns.
A good faith argument for pacifist success in such cases would credit the intervening factors as a diversity of tactics supporting a nonviolent core, or attribute it to what is known in social movement theory as the “radical flank effect,” which argues that the presence of radical militants in a social movement helps make the less militant actors seem reasonable and worthy of having their demands met. Yet not only do the Englers undervalue such phenomena, they actively denounce them.
In spite of primarily advocating for nonviolent direct action, the Englers express support for electioneering, stating that while it is a separate tactic, it can complement civil resistance. If they are genuinely non-ideological strategists, they should take the same position towards guerilla activity. But, while the Englers repeatedly speak of the need for movements to “escalate,” they jerk back from any overlap with property destruction. This flinching is excused with a fable of the radical environmental advocacy movement Earth First! in the 1990s. The Englers paint the picture of a movement with a macho fetish for violence that was set right by the influence of the more moderate feminist Judi Bari, who enforced nonviolence and built the populist Redwood Summer campaign of 1990, winning political victories against logging in the Pacific Northwest. This success, the Englers claim, was in marked contrast with the Earth Liberation Front (ELF), the monkeywrenching eco-saboteurs who left defected from Earth First! after the rise of Bari.
The ELF is portrayed as a gang of clowns who accomplished nothing besides getting themselves imprisoned. Yet the Englers also tell us that “in the end, Redwood Summer did not produce immediate legislative gains.” The best they can claim for the nonviolent campaign is “a 78 percent drop in logging in national forests.” The ELF began carrying out its arson and sabotage attacks on the logging and tourism industries in the Pacific Northwest in 1996; these years of victory were among ELF’s peak years of activity, when it was clearly functioning as the radical flank of Earth First! But the Englers’ attitude towards militants is eliminationist, not just separatist: the ELF shouldn’t have just left Earth First!, they should have ceased to exist at all. Such absolutism is completely contrary to Bari’s actual policy: “Earth First!, the public group, has a nonviolence code,” she wrote in 1994, “monkeywrenching is done by [the] Earth Liberation Front […] Civil disobedience and sabotage are both powerful tactics in our movement.”
The double standards that the authors apply between violent and nonviolent actors undermine their claims of unbiased pragmatism. When pacifist organizers provoke violent repression, the Englers regard it as a necessary cost of the campaign–“leading proponents of civil resistance emphasize that strategic nonviolent action […] may result in serious injuries and even casualties”–but when black blocs draw repression, it’s completely unacceptable. ACT UP are praised as “desperate, aggressive, and often exceptional young men,” who had the courage to risk “potentially alienating the very people that advocates want to win over.” The ELF, on the other hand, are pictured as fanatics with no strategy. When the civil rights movement employed “often unpopular” tactics, generating “overwhelmingly negative” reaction in public opinion polls, this was admirable; when the Weather Underground and other Vietnam-era militants defied public opinion, they were simply out-of-touch adventurists (even though the latter’s action led to massive troop withdrawals and a constitutional amendment to lower the voting age).
The Englers, it must be noted, have attempted to apply their precepts, not merely theorize them. In the wake of Occupy Wall Street, they helped organize the 99% Spring campaign, a coalition dominated by Moveon.org that aimed to put “hundreds of thousands” of people in the streets to change foreclosure policy. Coalition spokesman and Service Employees International Union (SEIU) executive Stephen Lerner promised to “engage the millions of people we need to do [sic] to build the kind of movement we need at this time in history.” According to him, this was a job that Occupy was not capable of doing without their guidance. In the end, the 99% Spring mobilized a few thousand people–far less than Occupy did nationwide–and had no impact on banking foreclosure policies, which remained abysmal. More recently, the brothers were involved with a nearly identical coalition–Democracy Spring/Democracy Awakening–based around campaign-finance reform. Initially, Democracy Spring seemed more tactically ambitious with a program of organizing mass civil disobedience at the Capitol Building. However, press coverage of the arrests turned out to be so meager that most of the campaign’s supporters were left distraught.
As historians and theorists of social movement, the Englers might have been able to see this failure coming, since they actually describe a precedent for their ineffectual campaigns in This Is an Uprising. In his 1962 project in Albany, Georgia, Martin Luther King and his Southern Christian Leadership Conference (SCLC) left a yearlong campaign with no tangible civil rights advances achieved. King had been thwarted by Chief of Police Laurie Pritchett, who capitalized on SCLC’s nonviolent strategy by avoiding any appearance of brutality and de-escalating conflict between police and protesters, thereby pre-empting any dramatic scenes that could draw national attention. King’s reputation within the movement declined until the spectacular victory of the following year’s Birmingham campaign. The Englers spend over twenty pages on Birmingham, promising to demonstrate just why it succeeded while Albany failed, but they never do.
In truth, the Birmingham campaign benefitted from having both a police force and a protest movement that was markedly less peaceful than in Albany. King wasn’t able to get consistent media coverage until after protests became, as Taylor Branch put it, “a duel of rocks and fire hoses.” One of King’s aides, Vincent Harding, later acknowledged that the black youth who came to dominate the campaign’s street action were “the children of Malcom X” and that their escalation to “a burning, car-smashing, police-battling response” marked Birmingham as “the first of the period’s urban rebellions.” Historian Glenn Eskew wrote that “the aftermath of national protest, international pressure, and inner-city riot convinced a reluctant Kennedy administration to propose sweeping legislation that, once passed as the Civil Rights Act of 1964, marked a watershed in race relations.”
Yet these events of the Birmingham campaign are never mentioned in the Englers’ book in any form. It is here that the brothers step into outright dishonesty: they know very well that the scholarly consensus on Birmingham is that the violent protesters made an invaluable contribution (Eskew’s book is one of their sources). Yet in spite of spending a tenth of their book’s text on Birmingham, they refuse to even acknowledge the violent protesters’ existence.
Such historical censorship rationalizes the choreographed civil disobedience that the Englers help organize today, which quarantines “good protesters” from “bad protesters.” This, in turn, enables the same counter-strategy that Laurie Pritchett employed so effectively against King in Albany. What the Englers call “discipline” is actually de-escalation that facilitates police crowd control. Indeed, there is now a fully developed police doctrine known as “negotiated management” based on the avoidance of direct conflict with protesters. The National Lawyers’ Guild official, Traci Yoder, has written that negotiated management “is in many ways more effective […] in neutralizing social justice movements” than overt state repression.
But while the brothers focus on the SCLC at length, they fail to discuss the Student Nonviolent Coordinating Committee (SNCC) who, the brothers passingly admit, pushed SCLC into its most productively confrontational actions. This is not only because the history of SNCC began with Gandhian practice, but also because it rapidly progressed beyond it. Although its militancy is sometimes attributed to Black Power-era missteps, SNCC’s commitment to a genuinely grassroots politics led it to work with openly armed African Americans as early as 1961 in Monroe, North Carolina, as well as with more discreetly armed black peoples all over the South. By spring 1964, SNCC associates in Cambridge, Maryland were having gunfights with the National Guard and one of the group’s advisers, Howard Zinn, noted that the movement had reached “the limits of nonviolence.” But it was crucial that those limits were reached, or there wouldn’t have been a Civil Rights Act.
In spite of its name, SNCC’s principles always had less to do with nonviolence than with organizing from the bottom-up. The group’s guiding light was Ella Baker, arguably the most important African American leader of the 20th century. As many have noted, Baker preached neither strategic nonviolence nor strategic violence. Drawing from her decades of experience, Baker counseled SNCC organizers to distance themselves from institutional power; they might maintain dialogue with the establishment left–trade unions and NGOs tied into what she called “the foundation complex”–but they should be wary of entering into partnerships with them. Instead they should follow the lead of working-class communities on the ground. This repeatedly led SNCC organizers away from nonviolence. Then as now, serious movements make serious enemies (think of the shootings last year in Charleston and Minneapolis) and self-defense quickly becomes paramount for frontline activists. Baker’s longtime friend and biographer Joanne Grant recounted that as pacifism faded away in SNCC, Baker “turned a blind eye to the prevalence of weapons. While she herself would rely on her fists […] she had no qualms about target practice.” At the same time, the failure of peaceful reform logically led oppressed communities towards insurrection.
It is often said that without the guidance of an anti-authoritarian and non-ideological figure like Ella Baker, the Black Power militants of SNCC began to lose perspective. Yet it can equally be said that the pacifists lost their way as well. The cause of social justice in America has been suffering from believing the former but not reckoning with the latter for the past forty years.
[Lorenzo Raymond is an independent historian and educator living in New York City. Lorenzo blogs at Diversityoftactics.org]